Steve offers all of his clients discretionary management.

He has created his own written process and ERISA Fiduciary Disclosure.

He uses the Plan Confidence Pro Plus Plan and turns off the “client facing” participant dashboard.

Plan Confidence provides the due diligence on all the investments, overlays Steve’s asset allocation models, creates each individualized portfolio, creates the “trade files” and keeps the documentation indefinitely.

Steve then has Plan Confidence trade all of his client accounts.

This saves Steve and his staff countless hours of manual research, trading and documentation which lets him “scale” his firm.

The seasoned advisor

The Flat Fee Advisor

Sally is on a one woman mission to provide financial planning to as many hard working Americans as possible.

She offers her clients comprehensive financial planning and her advice for a flat fee.

She uses the Plan Confidence Pro Plan to deliver all her clients advice on how to manage their 401k plans. She teaches her clients how to implement the advice as part of her flat fee.

She stays confident knowing her clients are getting the advice they need without taking up any of her valuable time.

Joe is looking to gather assets under management. He outsources all of his investments to third party money managers.

He knows that he needs to build a relationship with his clients “held away” accounts to ensure a good shot at getting the future rollover.

He uses the Plan Confidence Promoter Agreement and refers all of his working clients to Plan Confidence. His clients are offered two services (Advice Only or Advice Plus Trading) and two different fees for the service.

Plan Confidence and Joe split all of the client fees 50/50.

Joe’s time is freed up which allows him to continue prospecting.